The Normative Molecule:
|Amino Acid||Codons||Codons that Code for that Amino Acid|
|Asp (Aspartic acid)||2||GAC||GAT||
From these redundancies, this six-peptide fragment alone could be coded by 1,728 different DNA sequences (1×2×6×6×4×6), each merely 18 nucleotides in length. For example, the following is but one of the 18-nucleotide sequences that would code for the Met-Asp-Leu-Ser-Ala-Leu polypeptide sequence. Moreover, each 18-nucleotide sequence would have 10 sub-sequences that were at least 15 nucleotides long.
This means that Claim 5 multiplies the 1,728 different DNA sequences to 17,280 different DNA sequences over which the claims assert ownership. As the length of the claimed polypeptide grows, the permutations of codons, the number of sub-sequences that are at least 15 nucleotides in length, and the overall number of isolated DNA sequences that are covered by the patent grows exponentially. The upshot of this broad patent scope is that composition claims directly covering isolated DNA sequences on the scale of a gene like BRCA1 or BRCA 2 are powerful legal instruments, and reflect the high stakes of the Myriad case.
In practical terms, the broad exclusionary power of patent rights over DNA as a composition means that even some new use for the patented DNA sequence or some new method involving the patented DNA sequence – a use or method that was unknown at the time of patenting – would still be encumbered by the patent rights that Myriad held. It would be as if someone walked around a piece of uncharted land, mapped it, and acquired a property right over it. Minerals in the land or oil below it would belong to the property holder, just as much as the land itself does, even if the owner had no knowledge of those additional resources. Indeed, this is a simplified example of how property rights in land actually work, though it is highly contested whether it is appropriate for the law to treat genetic resources in the same way.
The Myriad case itself had already reached a significant milestone by the time it arrived at the Federal Circuit. The federal district court in Manhattan, where the case began, had given the challengers of the Myriad patents a clear victory. They had standing to file the lawsuit in the first place (a technical issue of court procedure but very important in public interest lawsuits like this). And according to the district court, all of the composition claims (as well as all of the method claims) of the patents in question were patent-ineligible. Myriad had come to the Federal Circuit to seek reversal of these judgments. Meanwhile, the direct and personal involvement of the Solicitor General, discussed above, meant that continued interest in the case – including review by the Supreme Court – was likely. The composition claims, whose scope swept so broadly, were the especially contentious element of the case. The Federal Circuit would have to both decide and explain which approach to take in evaluating the patent-eligibility of claims that covered isolated sequences of genomic DNA (gDNA), complementary DNA (cDNA), or both.
To do so, the Federal Circuit would have to apply the ‘product of nature’ doctrine. A longstanding rule of patent eligibility, the doctrine provides that natural products themselves are not allowed to be patented, though other things that build on products of nature may be eligible. How a decision maker might apply this rule depends to some extent on what the justifications for the rule are understood to be. One justification is that patent rights are an incentive and reward for those who invented the subject matter of the patent, but products of nature are not invented at all; they arise from natural processes without human design or intervention. Another is that patent rights exist to promote innovation, and because natural products are among the raw materials from which innovation is conducted, they should remain unencumbered for public use.
The first explanation is more analytical and emphasizes conditions and criteria for deciding whether something is a product or nature and therefore ineligible for patenting or is not a product of nature and so may, indeed, be eligible. The second explanation is more instrumental and emphasizes the desirability of the outcomes that are likely to come about based on whether something is deemed an ineligible product of nature or not. In practice, these explanations are not mutually exclusive. Courts rely in various ways and to varying degrees on both explanations as they apply the doctrine in accordance with traditional methods of legal analysis.
An important element of that analysis is respecting prior precedents. To grasp the product of nature doctrine, two precedents are especially helpful. One is the Supreme Court’s decision in Funk Brothers v. Kalo Inoculant (Funk Brothers 1948). In the Funk Brothers case, the patent was directed toward a mixture of nitrogen-fixing bacteria from the genus Rhizobium that can infect and form nodules on the roots of leguminous plants. Before the patent, growing leguminous plants with the necessary capacity for nitrogen-fixation required using individual strains of Rhizobium for different kinds of plants. The different bacterial strains could not be mixed because they were believed to inhibit each other. The inventor discovered a combination of these bacteria that did not have this mutually inhibitive effect and allowed mixed strains and obtained a composition patent on the mixture of bacterial strains. The Supreme Court held, however, that the mixture was a product of nature, and thus ineligible, because each strain remained unchanged by the mixing and continued to perform its natural function.
The other helpful precedent is the Supreme Court’s decision in Diamond v. Chakrabarty (Chakrabarty 1980). In that case, microbiologist Anand Chakrabarty had invented a transgenic bacterium from the genus Pseudomonas containing plasmids that coded for the ability to degrade hydrocarbons. The genetically engineered bacterium could break down elements of crude oil and was believed to be valuable in cleaning oil spills. Dr. Chakrabarty had sought method and composition claims, including a composition claim to the bacterium itself. The Supreme Court held that the bacterium was not a product of nature and was patent-eligible. The decision provided important doctrinal lessons. First, patent eligibility is broad, embracing ‘anything under the sun that is made by man’. Second, though products of nature are ineligible, an invention may distinguish itself from a natural product if it has ‘markedly different characteristics from any found in nature’.
In its explanation, the Supreme Court drew a direct comparison to its decision in Funk Brothers. Whereas the root nodule bacteria were unchanged and did the same thing in combination that they did individually, Dr. Chakrabarty’s engineered bacterium was a new organism that did not occur in nature. It is important to note that this conclusion is a matter of perspective. The Pseudomonas host bacterium did do what it had always done, ordinary cellular functions and all. Meanwhile, the plasmids that were spliced into the host bacterium occur naturally, though not in Pseudomonas itself, and also did what they had always done: code for hydrocarbon degradation, specifically of camphor and octane. Taken together, however, these two products of nature became one product that was ‘markedly different’ enough not to be considered natural. The mixture in Funk Brothers was a combination of bacterial strains, and the mixture in Chakrabarty was a combination of host bacterium and plasmids. The former was a product of nature, the latter was not, and the salient difference seems to have been that the latter resulted in a new organism. In other words, what the relevant unit of observation is can matter a lot.
In light of these precedents, should isolated DNA sequences be considered products of nature? The district court’s decision regarding Myriad’s composition claims said yes (Myriad I 2010). Judge Sweet concluded that genes are carriers of biologically important information and that their legal status must therefore be evaluated in informational terms. In that evaluation, DNA sequences reflect the same information in their isolated form as they would in their wild-type form: the same set of nucleotides in the same order encoding the same amino acids. Thus, isolated DNA sequences are not only not ‘markedly different’ – in the informational sense, they are not different at all. This logic would later echo in the Supreme Court’s decision as well.
The Federal Circuit’s decision, meanwhile, said no (Myriad II 2011). Unlike the nucleotide chain of the wild-type BRCA1 or BRCA2 gene that occurs in nature, the nucleotide chain of the isolated gene is chemically disconnected from its adjacent nucleotides. In nature, covalent bonds would attach to the 3’ and 5’ ends of the gene. For the isolated gene, they end in a hydroxyl group and a phosphate group, respectively. As the Federal Circuit explained, this makes the isolated gene a "free-standing" molecule with a "distinctive chemical identity from that possessed by native DNA" (ibid.). This may seem like a technicality, but the Federal Circuit underscored that "a covalent bond is the defining boundary between one molecule and another". As for why this was different enough to be ‘markedly different’, the court further explained that "genes are in fact materials having a chemical nature and, as such, are best described in patents by their structures rather than their functions" (ibid.) notwithstanding that some may think of molecules, even macromolecules such as DNA, in terms of their functions and uses.
A fortiori, this discussion of why gDNA sequences like the isolated genes of Myriad’s patents were not products of nature reflected a similar discussion of why cDNA was not a product of nature, either. cDNA not only had unbonded 3’ and 5’ ends (just as gDNA did) but also contained only exons: the non-coding introns had been removed. As a result, cDNA did not even correspond in terms of its nucleotide sequence to any naturally occurring nucleic acid. So if gDNA was not a product of nature, cDNA was certainly not a product of nature. Both were patent-eligible because, in drawing a comparison between the patented invention and the corresponding product of nature, the relevant unit of observation was chemical structure.
However, the Supreme Court saw things differently. In comparing isolated gDNA sequences for BRCA1 and BRCA2 to the wild-type gDNA sequences of those genes, it was not chemical structure alone that was relevant. Instead, the information contained in the nucleotide sequence was the relevant unit of observation. The reason for this, said the Supreme Court, was that the language of Myriad’s own patent claims was expressed not in terms of chemical composition but rather in terms of sequence information. Moreover, the invention over which the patent claims purported to assert ownership did not rely on any chemical change that might have resulted from the cleaving of covalent bonds to produce an isolated section of gDNA. The claims focused on the genetic code reflected in the BRCA1 and BRCA2 gene sequences, and that would be the way in which their status as products of nature would be evaluated.
This approach prioritized genetic information over chemical structure. By this approach, claims to cDNA would still survive. Structural difference at the 3’ and 5’ end was the only basis for the patent-eligibility of gDNA, but cDNA differed in both structure and nucleotide sequence. Thus, the removal of introns to produce a new sequence meant that, even under the Supreme Court’s more stringent approach, cDNA remained markedly different from the underlying DNA out of which it was transcribed. Indeed, this was essentially the result as well as the approach that the Office of the Solicitor General had counseled from the start.
The decision was highly anticipated and immediately controversial. PUBPAT, the ACLU, and a host of advocacy groups that were aligned with them had pushed for a broader conclusion that DNA sequences that correspond to naturally occurring genes, whether those sequences take the form of gDNA or cDNA, were patent-ineligible products of nature because their nucleotide sequences were determined by nature rather than by human design. The Supreme Court’s Myriad decision fell short of that goal by leaving cDNA eligible. Meanwhile, Myriad itself and biotechnology companies that held DNA-related composition patents similar to Myriad’s suffered a setback from the patent-ineligibility of claims to isolated gDNA. Those rights were no longer valid, and a great many others could now use those gDNA sequences freely.
The government’s position, which prevailed, was widely seen as a compromise to ensure that the building blocks of genetic and genomic innovation were unencumbered and widely available, while the opportunity to recoup investments in developing libraries of cDNA sequences would remain viable for the biotechnology industry. Whether or not this pragmatic policy choice was what actually motivated the Supreme Court’s decision, it was the result that the decision brought.
The controversy was not limited to the United States. After the Supreme Court in Chakrabarty announced a broad purview of eligibility for patents in biotechnology, the European Commission in 1982 proposed its own legislative reform in order to make biotechnology-related inventions eligible for patents issued by the European Patent Office (EPO). These efforts culminated in the Directive on the Legal Protection of Biotechnological Inventions –commonly known as the European Biotechnology Directive – and were aimed at keeping the European Union competitive with the United States as to incentives for innovation, such as in biotechnology, requiring long-term capital investment. The EPO implemented the European Biotechnology Directive as part of the European Patent Convention, the multilateral treaty that authorizes the EPO to consolidate the patent application process in member countries across Europe.
Over its decade-and-a-half-long deliberations, the Parliament of the European Union had worked out a fairly specific position about whether and when patents can be issued over inventions related to DNA and other genetic materials. This was a different posture than that of the United States. The apparently broad mandate of Chakrabarty had come from a politically insulated Supreme Court, and so its stability over time depended on different institutional forces than did the legislative consensus that undergirded the European Biotechnology Directive.
As a result, the dramatic reversal in the Supreme Court’s Myriad decision raised the possibility that the greater specificity and greater predictability and clarity of European patent laws on biotechnology made the EU more attractive for investment. For example, Article 5(1) of the European Biotechnology Directive provides as follows:
The human body, at the various stages of its formation and development, and the simple discovery of one of its elements, including the sequence or partial sequence of a gene, cannot constitute patentable inventions.
By contrast, Article 5(2) and 5(3) provide as follow:
An element isolated from the human body or otherwise produced by means of a technical process, including the sequence or partial sequence of a gene, may constitute a patentable invention, even if the structure of that element is identical to that of a natural element.
The industrial application of a sequence or a partial sequence of a gene must be disclosed in the patent application.
The circumstances in the United States were more nebulous, requiring predictions about what might or might not be considered a product of nature in the future. Guessing wrong meant that large sums of today’s investment could be lost tomorrow when others see a desirable but expensive patented technology and try to make it more widely accessible by removing its patent protections. These sorts of potential costs had to be weighed, of course, against benefits such as improved research access to natural products unfettered by exclusive rights. The real uncertainty was whether, on balance, the cost-benefit calculus would enhance net social welfare.
Analytically, the approach of the European Biotechnology Directive was to avoid making patent eligibility dependent on vague constructs such as what counts as a ‘product of nature’ (or an ‘abstract idea’ or ‘natural phenomenon’ – which are also ineligible under U.S. patent law). Instead, the Directive does much line-drawing between what is eligible and what is not. For example, human beings at various phases of development are not eligible for patenting. Other forms of life may be eligible, though they must not be caused to suffer unless there is substantial countervailing medical benefit. Discoveries, scientific theories, and mathematical methods are not considered inventions at all and so are not eligible. And in general, inventions must be of a technical nature and have a technical effect or industrial application in order to be eligible under the European approach. In all, the clarity of the European Biotechnology Directive and of its implementing regulations does not necessarily correspond to broader or more generous patent scope. In fact, much is excluded, but the boundary lines are easier to identify.
For Myriad, this meant that its corresponding European patents on BRCA1 and BRCA2 were adjudicated more straightforwardly on the basis of the relevant European patent law when those patents were challenged in the European Patent Office, rather than lurching from one judicial approach to another regarding the vague product of nature doctrine. Commentator Jessica Lai framed the point in the first major post-Myriad scholarly analysis of the BRCA patents in Europe this way: "neither BRCA1 nor BRCA2 were strongly patented in Europe," but for firms in the biotechnology industry, it is hard to ignore that the European BRCA-related patents largely survived where the U.S. patents did not (Lai 2015).
The flip side of this dynamic is that although enactment of the European Biotechnology Directive reflected sufficient consensus in the European Parliament twenty years ago, popular unease with the patenting of human genes existed then and has only grown since the turn of the century. As Dr. Lai points out, important U.S. Supreme Court decisions can and do influence law and policy in other jurisdictions, especially given the preeminent role of the United States in shaping the international patent harmonization agenda. The growing disfavor, even in parts of Europe, for DNA-related patents may find ample support in both the Myriad decision and the subsequent decisions of the lower U.S. federal courts interpreting Myriad.
Taken together, this body of recent American jurisprudence reflects a discernible trend against allowing such patents where, for example, their application is in diagnostic medicine (Eisenberg 2015). For biomedical patents more generally, however, this trend may be somewhat more attenuated in magnitude or at least mixed in its applicability (Rai 2013). In either case, the finite resilience of Chakrabarty and similar judicial precedents is a reminder that legislative milestones such as the European Biotechnology Directive are not immune from reconsideration merely because of their longevity.
Until now, the discussion has traced the legal question of whether exclusive rights can be asserted over DNA sequences through patent law, and the biochemistry and genetics that underlie that legal debate have been scientifically straightforward. In fact, what was really contested in this legal debate with regard to the science was what scientific facts were relevant, and who was best suited to decide what was relevant. The key choice of the Supreme Court’s decision in Myriad was to consider DNA not merely as a large molecule that has chemical structure and function but, more profoundly, as a vehicle for important genetic information. This section now evaluates the answer to that legal question in ethical terms. The themes of contested relevance and the power to decide remain important here as well, and are developed further.
At the start of this decade, law professor Peter Lee published an important and wide-ranging paper in the Yale Law Journal applying the ‘Two Cultures’ thesis first advanced by C.P. Snow in postwar Britain. Snow’s argument was that intellectual specialization in the liberal arts and the sciences, respectively, threatened a "gulf of mutual incomprehension" between these two broad segments of academic thought (Snow 1959). Professor Lee’s insight, in turn, was that the ‘Two Cultures’ are a helpful lens through which to understand and evaluate U.S. patent law. The major premise of Professor Lee’s paper is that "no matter how elegantly policymakers craft patent law, if generalist judges lack the capacity to administer it, the patent system cannot fulfill its objectives" (Lee 2010). This foreshadows, of course, the epistemic debate that would arise in the Myriad case between the more expert but narrowly specialized postures of the Patent Office and the Federal Circuit, on the one hand, and the more authoritative but generalist postures of the Solicitor General and the Supreme Court, on the other.
Professor Lee’s thesis suggests a preference that generalism should enjoy primacy. The expert institution has its say, and the generalist institution listens carefully, but the generalist is who decides. So the expert had better be able to translate complex information persuasively. Indeed, this is how such decisions are actually made in practice. Generalist decision makers might choose at various times to give more or less deference to experts further down the chain of authority, but the need to translate complexity cannot be eliminated. The ethical dimension of this translational challenge lies in an interaction between specialists and generalists that remains to be considered: the dialogues between inventors and patent lawyers and among patent lawyers themselves.
Patent lawyers who represent inventors before the Patent Office to secure patent rights over inventions grapple most directly with the ‘Two Cultures’ problem. As lawyers, they must complete traditional legal training, including reasoning by analogy, inducing general principles from specific cases, and synthesizing conflicting propositions. However, permission to practice before the Patent Office also requires education or experience in a science or engineering discipline. Thus, patent lawyers must also demonstrate proficiency in the scientific method, including developing and testing hypotheses, reasoning quantitatively, and drawing or rejecting causal inferences in accordance with statistical norms.
As Snow and Lee recognized, these two epistemic orientations are far from mutually exclusive, but they do prioritize different modes of thinking, knowing, and – what is especially important – making arguments. Notably, representing clients in the Patent Office is not the only kind of patent lawyering. A great many lawyers negotiate business deals involving patent rights, file or defend patent-related lawsuits in the courts, and engage in a range of patent policy and other patent-related endeavors, all without having any training or epistemic orientation in science or engineering. These all may still reasonably be considered patent lawyers.
Ultimately, all patent lawyers must work in that system of social, political, and legal institutions where legal rights over complex scientific and technological innovation must be reconciled with the more broadly held values from which patent law draws its legitimacy in the first place. Because a patent legally empowers its owner to exclude others from making, selling (or even offering for sale), importing, or using the invention, the most commonly cited broader value underlying patent law is innovation in the technological and economic sense. On this view, what matters is whether patents on gene sequences or other DNA-related innovations promote or hinder research and whether they promote or hinder the development of industries to bring that research to market (Contreras & Deshmukh 2017; Cook-Deegan et al. 2012). This is not the only narrative that bears on gene patenting, however.
Apart from the view of patents as incentives to innovation, additional and often competing views exist as well of broadly held social values that patent law should accommodate (Contreras 2016). One view is that science should be concerned more with fostering collaborative and path-breaking discovery than with pursuing individual profit for incremental advances. Another view is that legal institutions should avoid changing course suddenly or dramatically because a stable institution that respects reliance interests can more effectively encourage those who undertake long-term research investments to view the institution’s commitments as credible. Still another view is that broader distributive effects, especially disparate limitations on access, should be taken into account when evaluating patent laws and patent rights because even a system that does everything it should to promote innovation may still be defective if, for example, it prices out vulnerable or otherwise marginalized segments of society from the innovation’s benefits.
Among these and other important narratives, some balance must be struck, and the recurring question of who decides comes again to the fore. However, beyond simply pointing to who decides in contemporary society, it is helpful to consider, in accordance with a well-developed system of philosophical legal ethics, how to decide who decides.
In their recent and highly readable intellectual history of legal ethics, David Luban and Bradley Wendel describe that well-developed system as an ongoing succession (Luban & Wendel 2017). The First Wave of legal ethics was rooted in moral philosophy and concerned primarily with the problem that a lawyer’s zealous, one-sided advocacy to the client might make the lawyer complicit in the client’s wrongs, inflict harms upon third parties, and reinforce structures of social power that reward unethical or otherwise undesirable actions. The Kantian view of people as ends in themselves, influential in Western thought, seemed to be at odds with the lawyer’s apparent duty to treat the client as the end and the lawyer as the means. In response, First Wave legal ethics scholars attacked the ‘neutral partisanship’ conception that a lawyers should remain agnostic to the morality of the client’s positions or demands, should dispassionately show partisanship toward the client’s interests, and should be exempt from moral criticism for their role as mere intermediaries (Simon 1978).
Thus, when a lawyer who majored in biochemistry during college, graduated from law school, and now works at a patent law firm receives a request from a client biotechnology company to file applications in the Patent Office on isolated gene fragments that the client has sequenced, an ethical choice confronts the lawyer. Should she draft the patent application and the claims to maximize her client’s potential future revenues through licensing and, if needed, litigation? Should she try to balance her client’s desire for revenue with the interests of academic research, e.g., by drafting claims that would cover industrial applications but not necessarily university research? Should she go even further and, either through claim drafting and the Patent Office process or by vigorous advice to the client, try to ensure that as broad a share of society as possible has access to the diagnostic or other benefits of the gene sequence? A First Wave legal ethicist would likely say that the answers to some of these questions are yes; that the primacy of the traditional lawyer-client relationship must yield in difficult cases to more general ethical requirements that apply to all individuals alike; and that the reason for this reconception is essentially moral in nature.
The Second Wave of legal ethics, by comparison, was rooted more in political philosophy. Rather than situating the lawyer in an individual moral stance, it was concerned primarily with the lawyer’s unavoidably institutional role. The lawyer is not just another person with universal ethical obligations but is "part of a scheme of political institutions and practices that has the governance of the community as its end" (Luban & Wendel 2017). This institutional role is especially important in pluralist societies where the whole assumption of homogenous moral norms is inapt. Such societies require what influential legal theorists Henry Hart and Albert Sacks called institutional settlement, a reconciliation of competing or conflicting normative judgments (Eskridge & Frickey 1993). For this reconciliation to have meaning, lawyers – indeed, all members of society – must respect the results of the settlement process even if those results are unpleasant in individual cases. Conversely, for the process of securing institutional settlement to have legitimacy, it must consider a broad enough range of normative perspectives that the result can reasonably be considered deliberative and just.
Thus, for our patent lawyer whose client seeks patents on isolated gene fragments, ethical choices remain. The Second Wave legal ethicist would point to the responsibility of the Patent Office and Solicitor General to take the concerns of impoverished patients into account when formulating policy. This consideration could not take place in a vacuum, nor does it have to. Government agencies with policy authority over access to healthcare, such as the Centers for Medicare & Medicaid Services within the Department of Health and Human Services, might properly be included in an executive-branch discussion with the Patent Office about the broader social effects of gene-related patents. So might the Food and Drug Administration, which regulates clinical testing of pharmaceuticals and whose lawyers and policy advisors are familiar with the interactions of patent law with drug safety and efficacy.
Importantly, the institutionally political (rather than individually moral) stance of Second Wave legal ethics does not let our patent lawyer off the hook. In addressing arguments to various audiences such as executive agencies or federal courts, she remains obligated to educate herself and to educate and advise her client about various pluralist perspectives that are likely to bear on the client’s interests. This obligation was crystallized starkly during the Myriad case in how the Federal Circuit and the Supreme Court worked to fulfill their respective responsibilities not only to determine which view of the product of nature doctrine would promote innovation or hinder university research or distribute access to breast cancer diagnostics one way or the other, but also to determine which of these objectives were worth pursuing at the expense of which others.
Recognizing these obligations recalls our starting point: the Justice Department and its magic microscope in April 2011. By this point, we can identify all the relevant actors as well as the epistemic orientations that underpin their respective arguments and decisions. Myriad Genetics, the innovator seeking to protect its patents and revenue streams, had solved a scientific problem and cast its solution in scientific terms. Myriad’s orientation was more technical in its nature and more narrowly specialized in its expertise. The Patent Office had taken a similarly technical and specialized posture in granting Myriad’s patents. This was true of the agency leadership who had previously deemed genetic sequences patentable and would later defend that decision in executive-branch deliberations. It was also true of the patent examiners who had evaluated Myriad’s actual applications under then-existing laws and found them to be deserving of patents.
By contrast, PUBPAT and the ACLU were recasting Myriad’s scientific solution in broader terms. In their view, the ability of molecular biologists to correlate genetic mutations with elevated risks of developing breast and ovarian cancer was only the beginning. Unless and until that scientific contribution could be met with legal and regulatory policy that ensured widespread usage of the invention as well as economic and fiscal policy that ensured widespread access by patients across the socioeconomic spectrum, the justifications for conferring exclusive patent rights on life-saving diagnostic methods were not satisfied. Thus, PUBPAT and the ACLU’s orientation was much more broadly generalist.
Judge Sweet in the Southern District of New York was similarly generalist, as federal district judges tend to be. The Federal Circuit is a high-profile exception to this rule given its more specialized patent-related responsibilities, but the Supreme Court again restores the norm of favoring generalism. Executive branch orientation follows a similar upward trend toward generalism. Subordinate agencies are specialized according to their respective missions whereas high-level officials such as the Solicitor General are broadly generalist. In the middle are agency heads, who must translate between political superiors and technical employees.
Thus, at each step in a dispute, one may expect different chances of success depending on one’s own orientation and that of the audience. PUBPAT and the ACLU found a favorable generalist audience in the district court, but Myriad and the Patent Office found a favorable specialist audience at the Federal Circuit. The Solicitor General and the Supreme Court had no easy task in disentangling the perspectives that had percolated up toward them. The Solicitor General’s office had to come to grips with its lack of relevant scientific expertise relative to the Patent Office (and other agencies such as the NIH), just as the Patent Office had to come to grips with its lack of relevant authority. A similar dynamic described the generalist but authoritative Supreme Court and the expert but subordinate Federal Circuit.
In this kind of complex and multi-faceted dispute, it is not enough for our hypothetical patent lawyer simply to say, ‘I have studied biochemistry and law, and because this isolated DNA sequence is a molecule, patent law’s familiar rules on chemical inventions govern’. That may turn out to be the conclusion, as it was in the Federal Circuit’s decision. However, our brief ethical analysis, the Solicitor General’s position, and the Supreme Court’s decision suggest that this insular view is not a proper starting point. As Myriad’s lawyers as well as PUBPAT and the ACLU’s lawyers discovered as the dispute progressed, this insular view excludes competing perspectives that may lack scientific or doctrinal expertise but nevertheless have authority from broader social values that the patent system should accommodate. These considerations also underscore the importance of Professor Lee’s overall argument, that the patent system cannot fulfill its objectives unless the expertise of those inside the system can be translated effectively to the generalists who must administer it.
This brief and selective glimpse into one of the more contentious and far-reaching disputes over the ethical, legal, and social implications of genetic and genomic innovation has identified a few recurring themes that merit further study. One is the ongoing tension between experts and non-expert generalists in the often zero-sum sphere of political and social decision making. For reasons of institutional settlement and broader reasons of democratic legitimacy that are outside the scope of this discussion, generalists largely hold ultimate authority in the patent system.
However, the limits on expert input should not be taken as a sign that expertise is unimportant. If anything, the vesting of decisional power in generalists means that scientists, engineers, and others who have cultivated technological expertise bear a correspondingly greater responsibility to engage, educate, and persuade those outside their respective disciplines about what the facts are and how those facts matter.
Another recurring theme, related to the translational obligation of experts, is that the ethical stance of those with training in the natural sciences should extend beyond individual demands of moral philosophy, important though they are. It should further consider institutional demands of political philosophy as well. As with generalism, the salient lesson is one of engagement.
Such engagement may take the form of seeking advanced training in interdisciplinary problems. It may also take the form of being purposeful about the kinds of financial, social, professional, or other incentives to which to respond. Because the science of biochemistry, and the particularly compelling potential of genetics and genomics, are so intimately tied to basic questions of human health and self-determination, these calls to engagement apply with special force to those in the chemistry-related disciplines.
 In patent law, a ‘product of nature’ is not eligible for patenting, though a human-made invention can be patent-eligible even if derived from a natural product – if the invention is ‘markedly different’ from what occurs in nature.
 A patent is a stylized document with distinct sections and parts. The ‘claims’ of a patent are the statements at the end that specify what the inventor actually invented. Taken together, the claims in a patent must all point to a single invention, but each claim represents a slightly different embodiment of that invention.
The following papers offer an overview of important issues that remain after the Supreme Court’s Myriad Genetics decision: Cook-Deegan 2012, Rai & Cook-Deegan 2013, Sherkow & Greely 2015. These issues include the growing usage of trade secrecy over clinical data, the legal outlook for whole-genome sequencing, and historical lessons about how genes first came under the purview of the patent system.
Contreras, J.L.: 2016, ‘Narratives of Gene Patenting’, Florida State University Law Review, 43 (4), 1133-1200 [available online: ssrn.com/abstract=2485681, accessed 8 May 2020].
Contreras, J.L. & Deshmukh, V.G.: 2017, ‘Development of the Personal Genomics Industry’, in: S. Bouregy, et al. (eds.), Genetics, Ethics and Education, Cambridge: Cambridge Univ. Press [available online: ssrn.com/abstract=3092313, accessed 8 May 2020].
Cook-Deegan, R.M.: 2012, ‘Law and Science Collide Over Human Gene Patents’, Science, 338 (6108), 745-747, [available online: science.sciencemag.org/content/338/6108/745, accessed 8 May 2020].
Cook-Deegan, R.M.; Conley, J.M.; Evans, J.P. & Vorhaus, D.B.: 2012, ‘The Next Controversy in Genetic Testing: Clinical Data as Trade Secrets?’, European Journal of Human Genetics, 21 (6), 585-588 [available online: www.ncbi.nlm.nih.gov/pubmed/23150081, accessed 8 May 2020].
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Lai, J.C.: 2015, ‘Myriad Genetics and the BRCA Patents in Europe’, UC Irvine Law Review, 5 (5), 1041-1076 [available online: scholarship.law.uci.edu/ucilr/vol5/iss5/5/.
Lee, P.: 2010, ‘Patent Law and the Two Cultures’, Yale Law Journal, 120 (1), 1-83 [available online: digitalcommons.law.yale.edu/ylj/vol120/iss1/1/, accessed 8 May 2020].
Luban, D. & Wendel, W. B.: 2017, ‘Philosophical Legal Ethics: An Affectionate History’, The Georgetown Journal of Legal Ethics, 30 (3), 337-364 [available online: scholarship.law.cornell.edu/cgi/viewcontent.cgi?article=2686&context=facpub, accessed 8 May 2020].
Rai, A.K.: 2013, ‘Biomedical Patents at the Supreme Court: A Path Forward’, Stanford Law Review Online, 66, 111-117 [available online: scholarship.law.duke.edu/faculty_scholarship/3142/, accessed 8 May 2020].
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School of Law and Dwight Look College of Engineering, Texas A&M University, U.S.A.; firstname.lastname@example.org