Nanotechnology & Society:
A Global Debate on "Nanoethics"
Fritz Allhoff, Patrick Lin, James Moor, John Weckert (eds.): Nanoethics:
The ethical and social implications of nanotechnology. Hoboken, NJ:
Wiley, 2007, xxiv+385 pp. [ISBN: 978-0-470-08417-5]
Henk A.M.J. ten Have (ed.): Nanotechnologies, Ethics and
Politics. Paris: UNESCO Publishing, 2007, 244 pp. [ISBN:
978-92-3-104051-1]
by Armin Grunwald*
In view of the revolutionary potentials
frequently
attributed to nanosciences and nanotechnologies with respect to nearly
all fields of society and the individual life, it is not surprising
that "nano" has found great interest in the media and in the public. In
parallel to high expectations, e.g. in the fields of health, growth,
and sustainable development, there are concerns about possible risks
and side-effects. Analyzing, deliberating, and assessing expectable
impacts of nanotechnology on future society are regarded necessary
parts of the present and future development. Research and reflection on
nanotechnology & society has emerged since the beginning of the
decade and led already to the notion of a "nanoethics". It mostly takes
place in commissions and expert groups, projects of technology
assessment, and in STS-studies at dedicated sessions of conferences and
workshops and in the form of edited books.
Recently, two further books in the context of
"nanoethics" have been published which are subject to this review.
Common to them is first a broad understanding of ethics, in
considerable distance to a "continental" understanding where ethics is
traditionally regarded a sub-discipline of philosophy dealing with
normative issues. Both books include chapters on many different issues
in the broader context of "nanotechnology & society", but excluding
the economic dimension. Ethical analysis in the narrower "continental"
sense, however, is hard to be found in both books. Their second common
feature is that the authors cover a wide range of expertise and
institutional backgrounds. However, in the anthology by Fritz Allhoff
et al. the U.S. perspective on nanotechnology & society strongly
dominates, whereas the book edited by Henk ten Have has tried to find a
global balance in terms of the geographical distribution of the authors.
According to the publisher’s advertisement, Nanoethics
(ed. by Fritz Allhoff et al.) claims to be not simply an edited volume
as others but an anthology.
In fact, already a glance on its table of contents shows that the
entire field of nanotechnology & society (except the economic
dimension) is covered to a large extent. The book is divided into seven
parts, each of them including three to four chapters and – what is
indeed a reader-friendly advantage – a thematic introduction by one of
the editors. In the following I will discuss only some of the main
issues included, because it is impossible in this review to address in
detail all of the 26 papers written by about 40 authors.
The first part serves as an overall
introduction to
the field and starts with an approach to define nanoscience and
nanoethics. Patrick Lin and Fritz Allhoff, members of the editorial
team, argue that nanoethics as an own subdiscipline deserves attention
by applying an extremely broad understanding of "ethics": "nanoethics
means something like the ethical, social, environmental, medical,
political, economic, legal issues, and so on, arising from
nanotechnology" (p. 10f.). In this way, "nanoethics" serves as an
umbrella term to combine many different issues in the field of
nanotechnology & society. The first part also includes the famous
paper by Bill Joy "Why the Future Doesn’t Need Us" as well as an
analysis of the U.S. Congress policy on societal implications of
nanotechnology, authored by futurist writer Ray Kurzweil.
The second part is dedicated to the
background of
the public nanotech debate, which is characterized by high expectations
in nanotechnology to overcome humanity’s pressing challenges (authored
by Christine Peterson and Jacob Heller working with Eric Drexler). In a
more modest version, the same conviction also appears behind the U.S.
National Nanotechnology Initiative (as described by Neal Lane and
Thomas Kalil) and has led to the necessity of debating societal
implications of nanotechnology (Richard A.L. Jones).
The third part (with chapters by Charles
Tahan,
Nick Bostrom, Jean-Pierre Dupuy, John Weckert, and James Moor) deals
with the revolutionary aspects of nanotechnology. It includes
techno-optimistic papers pointing to the benefits of nanotechnology as
revolution as well as critical papers that consider the Precautionary
Principle and other precautionary ways of dealing with "revolutionary"
developments. As its main message, this part illustrates that there are
extremely different approaches and conclusions to nanotechnology "as
revolution".
In the fourth part the volume partially comes
closer "down to Earth" by addressing EHS (environmental, health, and
safety) problems of nanotechnology. Anne I. Myhr and Roy A. Dalmo
present an analysis for identifying those nanotech issues that could
and should be interpreted and managed as risks, primarily with respect
to human health and the environment, using patterns from the sociology
of uncertainty. Robert A. Freitas jr. addresses challenges of personal
choice in emerging nanomedicines, while the chapter by David Guston et
al. discusses human enhancement in the context of governance and
democracy. However, by posing the question if we are playing God with
nano-enhancement, Ted Peters turns to again to a very different level.
Guston’s chapter connects to the fifth part
dedicated to democracy and policy issues. James J. Hughes, one of the
leading transhumanists, takes up nanotechnology threats like grey goo,
killer robots, and new bio-weapons and proposes establishing global
technology regulation regimes to deal with such threats. The other
chapters (by Colin Farrely, David M. Berube and Jack Stilgoe/James
Wilsdon) deal with different forms of engagement and deliberation from
a stakeholder’s perspective.
Part six on "Broader Societal Impact"
addresses
classical questions in the field of nanotechnology & society: the
privacy issue, building on the RFID case (Jeroen van den Hoven), the
challenge of military applications of nanotechnology (Daniel Moore),
educational issues (Patricia Schank et al.), and the impact of
nanotechnologies on developing countries (Joachim Schummer).
The final part is, not surprisingly,
dedicated to
the "distant future". Mike Treder and Chris Phoenix give insights into
the upcoming debate on "exponential manufacturing" which shall be based
on molecular nanotechnology and shall enable "personal nanofactories"
which could revolutionize traditional manufacturing. Tihamer Todt-Fejel
and Christopher Dodworth discuss the use of nanotechnology for space
travel and space settlement. J. Storrs Hall thinks about an ethics for
artificial intellects and Sebastian Sethe about life extension. In this
way the debate comes back to the starting point of the volume, the high
visions related to nanotechnology.
Summarizing my impressions, the claim of
offering
an anthology of nanoethics seems to be justified to a considerable
extent, particularly with regard to the range of issues included.
Although the range of authors is wide, it is not fully representative
of the field. The predominance of Anglo-American thinking as well as
the strong presence – seen with European eyes – of authors from the
techno-optimistic and futuristic direction limit the representative
status. This point, however, does not influence an overwhelming
positive impression. The volume integrates large parts of the state of
the art reached in the context of nanoethics and addresses perspectives
for future work.
In 1998 UNESCO founded a commission to deal
with
emerging ethical questions at the global level, the World Commission on
the Ethics of Scientific Knowledge and Technology (COMEST). Its mandate
is to be an intellectual forum for the exchange of ideas and
experience, to detect early signs of risk situations, to advise
decision-makers and to promote dialogue between science, policy-makers,
and the public. COMEST established an ad-hoc group to study and analyze
ethical aspects of nanotechnology. More specific, the group should
address two questions: (a) what is the state of the art of
nanotechnology and what are the ethical issues related to it? (b) What
opportunities are there for international action regarding these
issues? The book edited by Henk ten Have gives the answers given by the
expert group.
The editor’s introduction provides an
overview of
the history and mission of COMEST. Several pages are dedicated to the
conceptual question of why – in ten Have’s view – Technology Assessment
(TA) was not able to appropriately deal with ethical questions of
emerging technologies (pp. 24ff.), which led to the necessity of
establishing activities specifically designed to address ethical
question. This view, however, refers to a debate in the 1990s. Today,
there is no longer a sharp borderline between TA and ethics of
technology.
According to the questions to be tackled, the
first
part of the book is dedicated to the state of the art of
nanotechnology. The first chapter (by Margreth S. Andrade) addresses
aspects of the evolution of nanotechnologies so far. The author
presents a quick guide through the emergence and history of
nanotechnology and focuses on its transdisciplinary character as well
as on the changing role of scientists. The second chapter (by Jixing
Liu) describes the state of the art of nanotechnology reached today in
a rather detailed and informative way. Interestingly, and this shows
the global perspective of the book, both chapters in this first part
mention the role of nanotechnology for developing countries, although
there is also an own chapter dedicated to that issue.
The second part is headed "Ethical Issues".
Building on an analysis of the problem to define nanotechnology,
Joachim Schummer provides an overview of ethical issues of
nanotechnology. The classification of ethical issue is in accordance
with other explorations of the field which have been developed in the
last years. The author concludes with recommendations for regulation
and for further research as well. Bert Gordijn addresses the more
specific case of nanomedicines and distinguishes between short-term,
medium-term, and long-term ethical issues. More general, Donald Evans
approaches the broad field of nanotechnology and (public) health, also
beyond nanomedicines, including considerations of patient care and
clinical innovations. The author concludes that early stakeholder
involvement will be necessary to prevent undesirable developments and
to harvest the promised benefits.
The third and last part focuses on policy
issues in
the context of UNESCO as a global organization. Erin B. Court et al.
analyze the (frequently discussed) impact of nanotechnologies on
developing countries. As the main targets for the use of
nanotechnologies in developing countries, they identify renewable
energy sources, promoting health, reducing hunger, and improving water
and sanitation. Their consideration of what such countries are doing in
nanotech is restricted to countries quickly catching up with
industrialized countries, like China and India. The authors conclude
with recommendations of how industrialized countries could assist
developing ones in harnessing nanotech benefits. The chapter on public
engagement and education for ethics in nanotechnology is authored by
Kyunghee Choi. A more conceptual chapter by Michéle S. Jean et
al.
reports on activities of the Quebec Commission on Ethics in Science and
Technology. Their focus is on early assessment and policy-making
including participatory measures.
In sum, this volume provides a good overview
about
the field, focusing more on policy issues than on ethical ones. The
national range of authors is broader than that of the Nanoethics
anthology reviewed above. Though there is considerable overlap between
both books with regard to the issues dealt with, they are more
complementary to each other because of the different perspectives of
the editors and the respective missions, histories, and ideas behind
them.
Taking both books into consideration, it
seems that
a first stage of dealing with issues of nanotechnology & society
has come to an end. This stage began around 2001 with irritations:
while nanotechnology had before been perceived as an exclusively
positive development, a clean and smart technology providing
far-reaching opportunities for welfare and progress in many respects up
to the beginning of this decade, suddenly negative and possibly dark
sides of nanotechnology were debated. The more fantastic stories about
threats resulting from nanotechnology changed the situation
dramatically, like the grey-goo scenario or the scenario of humans
making themselves superfluous by nanotechnologies and converging
technologies, but also early warnings about possible environmental and
health hazards of nanoparticles. The first years of ethical analyses of
nanotechnologies and their societal impacts aimed at pointing out the
necessity of nanoethics, structuring the field, identifying ethical
issues, and thinking about the status of nanoethics in the overall
system of ELSI-studies (ethical, legal, social implications), Applied
Ethics, and Technology Assessment. This stage of exploring the field
is, according to my observation, close to be finalized. The set of
ethical questions of nanotechnology is now more or less consolidated,
building on the work of the last years. This set has become canonical
as a synopsis of the recent approaches shows, which is supported by the
two books reviewed here. These books may thus be regarded as a summary
of the debates and explorations of the last years.
Nanotechnology has been an umbrella term for
many
years. Nowadays, however, the diversity covered by this term increases
further and has reached such an extent that the umbrella function of
the term "nanotechnology" becomes more and more difficult to maintain.
The situation is similar with the term "nanoethics". It covers a large
range of very heterogeneous issues, actors, challenges, fields of
reflection, and disciplines involved. Both terms could loose their
umbrella function in the next years. The increasing use of the plural
"nanotechnologies" instead of the singular "nanotechnology" could be an
indication of a coming dissolution of "nanotechnology" into its diverse
sub-fields, and of nanoethics in parallel.
At the level of aggregation chosen in both
books
under review – the general level of "nanotechnology & society" –
almost everything has been said; and in the meantime it seems that it
has also been said by everybody engaged in the field. In this sense,
the state of the art reached in the two books should be the point of
departure for more concrete, more detailed work, closer to applications
and products – and more differentiated.
Armin Grunwald:
ITAS, Forschungszentrum Karlsruhe, Herrmann-von-Helmholtz-Platz 1,
76344 Eggenstein-Leopoldshafen, Germany; Armin.Grunwald@itas.fzk.de
Copyright © 2008 by HYLE and
Armin Grunwald
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